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ACAMS CAMS7日本語 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: AML Compliance Framework25%- Roles and responsibilities
  • 1. Compliance officer duties
    • 2. Governance and oversight
      - Compliance program components
      • 1. Policies and procedures
        • 2. Internal controls
          Topic 2: Money Laundering and Terrorist Financing Concepts30%- Global AML/CFT standards
          • 1. FATF Recommendations
            • 2. International regulatory frameworks
              - Definitions and stages of money laundering
              • 1. Placement, layering, integration
                • 2. Terrorist financing typologies
                  Topic 3: Risk Management and Due Diligence25%- Transaction monitoring and reporting
                  • 1. Suspicious Activity Reports (SAR/STR)
                    • 2. Monitoring systems and typologies
                      - Customer Due Diligence (CDD/KYC)
                      • 1. Enhanced due diligence (EDD)
                        • 2. Customer identification programs (CIP)
                          Topic 4: Detecting and Preventing Financial Crime20%- Financial crime typologies
                          • 1. Fraud and corruption schemes
                            • 2. Trade-based money laundering
                              - Investigations and enforcement
                              • 1. Regulatory investigations
                                • 2. Case management and documentation

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:

                                  Question #1

                                  一般的に、強化されたデューデリジェンスを必要とする顧客はどれか?

                                  • A. 外国の政治的に影響力のある人物
                                  • B. 学生貯蓄口座保有者
                                  • C. 上場国内企業
                                  • D. 安定した取引実績のある現地給与所得者
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A  🗳️

                                  Explanation: Only visible for SurePassExams members. You can sign-up / login (it's free).

                                  Question #2

                                  合法的なマネーサービス事業 (MSB) の運営者が直面するマネーロンダリングの一般的なリスク指標を説明しているシナリオは次のどれですか。(3 つ選択してください。)

                                  • A. 顧客は、MSB 内の特定の従業員とのみやり取りしたいと考えています。
                                  • B. 顧客が複数の高額紙幣を低額紙幣に両替します。
                                  • C. 顧客は、ほぼ同時に、または同時に同額の送金と受け取りを行います。
                                  • D. 顧客が同日に MSB の複数の支店を使用して現金取引を実行します。
                                  • E. 顧客は送金先に家族リンクを持っています
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B,C,D  🗳️

                                  Question #3

                                  ある金融機関の米国支店は、法執行機関から顧客の口座取引に関する詳細な記録の提出を求める召喚状を受け取りました。この顧客はマネーロンダリングの捜査対象となっています。同時に、この金融機関は別の銀行から、同じ顧客に関連する取引の詳細を求めるFinCEN 314(b)に基づく情報共有要請を受けました。コンプライアンスチームは、召喚状とFinCEN 314(b)に基づく要請の両方に対応する任務を負っています。
                                  すべての法的義務と規制義務が満たされていることを保証しながら、これらの要求に応じる際にコンプライアンス担当者は何を優先すべきでしょうか?

                                  • A. 機関の法律顧問に相談して召喚状を検証し、すべての文書が適切に記録されていることを確認しながら法執行機関に直接対応します。
                                  • B. 相手方の金融機関からの情報共有要請を顧客に通知し、回答する前に同意を求める
                                  • C. 完全な協力と透明性を確保するために、要求された記録を法執行機関と他の金融機関の両方に直ちに提供する
                                  • D. FinCEN 314(b)の要求にまず応答してください。これは、パートナー組織との自主的な情報共有を可能にするためです。
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A  🗳️

                                  Explanation: Only visible for SurePassExams members. You can sign-up / login (it's free).

                                  Question #4

                                  大規模組織のマネーロンダリング対策および経済制裁コンプライアンス プログラムをサポートする上で重要な役割を果たすことができる補助部門または業務領域はどれですか? (3 つ選択してください。)

                                  • A. マーケティング
                                  • B. 会計
                                  • C. テクノロジーソリューションとITセキュリティ
                                  • D. 不正リスク管理
                                  • E. モデルリスク管理
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B,C,D  🗳️

                                  Explanation: Only visible for SurePassExams members. You can sign-up / login (it's free).

                                  Question #5

                                  顧客スクリーニング システムにおけるファジー ロジックの使用を最もよく説明しているのは次のうちどれですか。

                                  • A. より多くの完全一致が可能になり、手動によるレビューの必要性が減ります。
                                  • B. 「はい」と「いいえ」の間の中間的な可能性の範囲を含む出力を生成します。
                                  • C. AFC制御の実装に広く使用されている高度な分析ツールです。
                                  • D. これは、レビュー用のアラートの品質を向上させる新しい技術です。
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

                                  Explanation: Only visible for SurePassExams members. You can sign-up / login (it's free).

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