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To be eligible to take the IIA-CFSA-SEC exam, candidates must meet the IIA's eligibility requirements, which include a minimum of two years of experience in internal auditing or a related field. They must also adhere to the IIA's Code of Ethics and pass the exam with a minimum score of 600 on a scale of 250-700. Once certified, professionals must maintain their certification through continuing education and adherence to the IIA's Code of Ethics.

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The Certified Financial Services Auditor - Securities (IIA-CFSA-SEC) Certification Exam is a professional certification program designed for auditors who specialize in the financial services industry. Certified Financial Services Auditor - Securities certification is offered by the Institute of Internal Auditors (IIA), which is a professional organization dedicated to advancing the internal audit profession. The IIA-CFSA-SEC certification is intended to provide professionals with the knowledge and skills required to effectively audit securities operations.

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To be eligible for the IIA-CFSA-SEC exam, candidates must have a minimum of two years of experience in the financial services industry, with at least 50% of that time spent in securities-related audit work. In addition, candidates must have a bachelor's degree or higher from an accredited institution. IIA-CFSA-SEC exam consists of 125 multiple-choice questions and must be completed within three hours.

IIA-CFSA-SEC certification is highly respected in the financial services industry and is recognized globally as a symbol of excellence in securities auditing. Achieving this certification demonstrates a candidate's commitment to their profession and their ability to provide valuable insights and recommendations to their organization. It also enhances their credibility as an expert in securities auditing and gives them a competitive advantage in the job market.

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