Last Updated: Aug 27, 2026
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IIA-CIA-Part1 (Essentials of Internal Auditing) Certification Exam is a globally recognized professional certification offered by the Institute of Internal Auditors (IIA). Internal Audit Fundamentals (IIA-CIA-Part1日本語版) certification exam is designed to test the candidate's knowledge and understanding of the essential principles and practices of internal auditing. Internal Audit Fundamentals (IIA-CIA-Part1日本語版) certification is an entry-level certification and is the first step towards becoming a Certified Internal Auditor (CIA).
IIA-CIA-Part1, also known as the Essentials of Internal Auditing, is a certification exam offered by the Institute of Internal Auditors (IIA). IIA-CIA-Part1-JPN exam is designed to test the fundamental knowledge and skills required by internal auditors, including the principles of internal auditing, the code of ethics, risk management, and internal control. Passing IIA-CIA-Part1-JPN exam is a crucial step for those seeking a career in internal auditing, as it verifies their competency and expertise in the field.
Reference: https://na.theiia.org/certification/CIA-Certification/Pages/CIA-2013-Exam-Syllabus-Part-1.aspx
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| Section | Weight | Objectives |
|---|---|---|
| II. Independence and Objectivity (15%) | 15% | - Interpret organizational independence - Determine the type of impairment to independence and objectivity - Assess and maintain individual objectivity - Demonstrate individual objectivity |
| IV. Quality Assurance and Improvement Program (7%) | 7% | - Explain the requirements of the internal and external assessments - Describe the mandatory elements of the QAIP |
| V. Governance, Risk Management, and Control (35%) | 35% | - Recognize the impact of organizational culture on the control environment - Describe the concept of organizational governance - Describe corporate social responsibility - Examine the effectiveness of risk management - Describe globally accepted risk management frameworks (COSO ERM, ISO 31000) - Examine the effectiveness of the internal control system - Describe the components of the internal control system - Recognize and interpret ethics and compliance-related issues - Interpret fundamental concepts of risk and the risk management process |
| VI. Fraud Risks (10%) | 10% | - Explain the auditor's role in fraud prevention and detection - Describe fraud risk and fraud prevention - Explain the types of fraud |
| I. Foundations of Internal Auditing (15%) | 15% | - Interpret The IIA's Mission of Internal Audit, Definition of Internal Auditing, and Core Principles - Interpret the difference between assurance and consulting services - Demonstrate conformance with the IIA Code of Ethics - Explain the requirements of an internal audit charter |
| III. Proficiency and Due Professional Care (18%) | 18% | - Demonstrate proficiency and due professional care - Explain the level of knowledge, skills, and competencies required - Explain the requirement for continuing professional development - Explain the importance of due professional care |
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